Maintains an expertise on federal and state regulations and compliance trends, including but not limited to consumer banking regulations, mortgage lending regulations, and records retention rules. Researches and implements regulatory changes affecting compliance and risk and facilitates the implementation of actions to reduce risk and remain compliant. Updates regulation

FuturePlan is the nation's largest third party administrator (TPA) of retirement plans, partnering with advisors in all 50 states. FuturePlan delivers the best of both worlds high touch personalized service from local TPAs backed by the strength and security of a large national firm, Ascensus. Our roots go back decades, with nearly 30 outstanding legacy firms now joined t

At Franklin Templeton, we're driving our industry forward by developing new and innovative ways to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering many ways to help investors make progress toward their goals. Our talented teams working around the globe bring expertise that's

Create, update, and maintain departmental process documents. Coordinate payment of placement fees and referral bonuses. Provide administrative support to the office hiring committee and summer program committee. Support the development of an appropriate budget for office recruiting efforts. Process and reconcile all payments including firm Visa, and other check requests/e

Come work with us Metropolitan Commercial Bank (the "Bank") is a New York City based full service commercial bank that provides a broad range of business, commercial and personal banking products and services to individuals, small businesses, private and public middle market and corporate enterprises and institutions, municipalities and local government entities. The Bank

Morgan, Lewis & Bockius LLP, one of the world's leading global law firms with offices in strategic hubs of commerce, law, and government across North America, Asia, Europe, and the Middle East, is seeking to hire a Paralegal for the Structured Transactions Practice Group. This role will report to the group's Manager of Legal Practice Support. This position will reside in

The Director of Privacy, International will interface with Quest Diagnostics colleagues internationally and domestically on in country and cross border privacy and data protection issues. Working with the Privacy Office, Compliance and Legal, provide advice, guidance and support to a broad range of corporate functions related to the application of privacy laws, regulation

Prepare and file various Broker Dealer Regulatory Reports and assist with projects and process improvement initiatives for RBC Capital Markets, LLC. Ensure compliance with SEC, FINRA, CFTC, etc., Regulatory Reporting Requirements. Job Description What will you do? Assist in all aspects of preparing the FOCUS and Supplemental Reports, i.e., SSOI, OBS, SIS, SLS, Form Custod

Compliance Manager Aon Affinity Travel Practice is currently seeking a skilled, experienced professional for its Compliance team who has a strong insurance regulatory background. The ideal candidate for the Compliance Professional position will be enthusiastic and motivated to learn and contribute to the success of the firm. This is a hybrid role based out of our Garden C

Advise stakeholders on complex compliance topics such as policy implementation and compliance risk assessments Design, set up, implement and maintain compliance management systems Work to consistently support the RWECE Compliance Management System (CMS) implementation Support RWECE VP of Compliance with respect to preparation for both internal and external audits ("audit

Independently provide compliance guidance on promotional and non promotional materials, scientific exchange, disease state, medical/scientific programs and R&D activities to minimize company risk and facilitate compliance that is in alignment with applicable regulations. Develop and execute an engagement and integration plan in symphony with other Compliance Associate Dir

Responsible for managing Med Legal Review (MLR) submissions for a variety of Pharma Brand companies, including submitting in MLR Systems Develop and maintain constant knowledge of pharmaceutical company requirements, including but not limited to system and regulatory guidance and annotation guidelines Partner with team leads to provide consultation to Account Managers on

Responsible for managing Med Legal Review (MLR) submissions for a variety of Pharma Brand companies, including submitting in MLR Systems Develop and maintain constant knowledge of pharmaceutical company requirements, including but not limited to system and regulatory guidance and annotation guidelines Partner with team leads to provide consultation to Account Managers on

Compliance Analyst Remote Job Locations US NJ EATONTOWN | US NJ Remote Job ID 2024 3667 Category Compliance & Audit Type Regular Division A&H Crum & Forster Company Overview Crum & Forster (C&F) with a proud history dating to 1822, provides specialty and standard commercial lines insurance products through our admitted and surplus lines insurance companies. C&F enjoys a f

Job Title Principal Auditor, US Financial Risk Model Risk Corporate Title Assistant Vice President Location New York, NY Overview Group Audit (GA) is a professional, business focused, proactive risk based global function that operates with transparency, integrity, and independence, and assists the Bank's business and infrastructure areas to identify key control weaknesses